About Us

Both Gregory McLean and Ernest Caruso were experienced financial advisors before they co-founded Caruso McLean & Co., Inc. in 1988. They felt that forming their own firm was the best way to manage the close relationships they’d built with their clients.

That remains the cornerstone of our business philosophy today … be there for our clients. Make it easy for them to discuss their finances with us when they want to. Establish relationships that take the worry out of investing.

Those relationships are, of course, a two-way street. Therefore, we encourage you to evaluate us before you bring us on board …

• Our Background
Find out more about us here. Feel free to call with questions about where we’ve been with our company and where we’re going.

• Our Fees
We welcome your inquiry as to our fees. They’re very fair and we think you’ll be impressed at how closely our success hinges on your success.

• Checks and Balances
Ask us about the relationships we’ve built with our third party custodians. We’ll also explain how we do our due diligence with the investment companies we recommend for our clients.

• We Put It In Writing
We put all of your goals, strategies, and investment ideas in writing. Ask us for a sample Investment Policy Statement and see for yourself.

• Get a “Second Opinion” From Other Pros
Solicit advice about our recommendations from other professionals you trust. Get a “second opinion” from your CPA, your lawyer, or even other investment advisors you know. We’ll answer all their questions quickly and thoroughly.

Call us at 315.724.5105 EST and we’ll talk about building your custom financial portfolio.

Securities offered through Royal Alliance Associates, Inc.
member FINRA/SIPC.

www.finra.org

DISCLOSURES

Gregory B. McLean, Ernest R. Caruso, Stephen L. Caruso and Mark Steckler are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker dealer. In this regard, this communication is strictly intended for individuals residing in the states of Arizona, Connecticut, Florida, Georgia, Indiana, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Virginia. No offers may be made or accepted from any resident outside the specific states referenced.

Gregory B. McLean, Ernest R. Caruso, and Stephen L. Caruso are also separately registered as investment adviser representatives under Caruso McLean & Co., Inc., a registered investment advisor, offering advisory services in the state of New York. As such, these services are strictly intended for individuals residing in New York.

IMPORTANT CONSUMER INFORMATION:
A broker-dealer "BD", investment adviser "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

MUTUAL FUND & ANNUITY DISCLOSURE:
SEC RULE 134- SPECIFIC INVESTMENT COMPANY SECURITIES (MUTUAL FUNDS, VARIABLE ANNUITIES) PROSPECTUS OFFERING: FOR MORE COMPLETE INFORMATION, INCLUDING CHARGES AND EXPENSES, ON THE VARIABLE ANNUITIES OFFERED BY THE INVESTMENT/INSURANCE COMPANIES, ("THE COMPANIES") REFERENCED ON THIS SITE, PLEASE REFER TO THE PROSPECTUS (ES) AVAILABLE AT THE COMPANIES SITES, OR PLEASE REQUEST A PROSPECTUS FROM THE COMPANIES DIRECTLY. PLEASE BE SURE TO READ IT CAREFULLY BEFORE YOU INVEST.

HYPERLINK DISCLAIMER:
All link information being provided is strictly as courtesy. When you link to any of the websites provided herewith, you are leaving this site. Caruso McLean & Co., Inc. and Royal Alliance Associates, Inc. make no representation as to the completeness or accuracy of information that is provided at these sites. Nor are the companies liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your uses of third-party technologies, sites, information and programs made available through this site.

You are now leaving the website of Caruso McLean & Co., Inc. and you assume total responsibility for your use of the sites you are linking to.

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